SEC Form 4 · accession 0001445866-17-000890

BOSTON OMAHA Corp · BOC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

10% Owner

Officer — Co-Chief Executive Officer · Director · 10% Owner

Period of report

Jun 16, 2017

Accepted (ET)

Jun 20, 2017 · 2:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001494582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock, par value $0.001 per share^F1,F2,F3	Jun 16, 2017	P	192,308	$13.00	A	919,184	D
Class A common stock, par value $0.001 per share^F5	Jun 16, 2017	P	267,500	$13.00	A	267,500	I	footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B common stock warrants (right to buy)^F1,F2,F3,F4	$8.00	holding	—	—	—	—	Jun 18, 2025	Class A common stock	1,262	1,262	D
Class B common stock warrants (right to buy)^F1,F2,F3,F4	$10.00	holding	—	—	—	—	Jun 18, 2025	Class A common stock	51,516	51,516	D
Class B common stock, par value $0.001 per share^F1,F2,F3,F4	—	holding	—	—	—	—	—	Class A common stock	527,780	527,780	D

F1All of the reported shares and derivative securities are directly owned by Bouderado Partners, LLC, of which Boulderado Capital, LLC is the managing member and Boulderado Group, LLC is the investment manager. Alexander B. Rozek ("Mr. Rozek") is the managing member of Boulderado Group, LLC and Boulderado Capital, LLC. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek could all be deemed to share indirect beneficial ownership of the shares and derivative securities reported herein.
F2Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F3Mr. Rozek serves as a director of the issuer, and as the co-chief executive officer of the issuer.
F4The Class B common stock warrants are convertible at any time at the holder's election into shares of the issuer's Class B common stock, which in turn is convertible at any time, at the holder's election and for no additional consideration, into shares of Class A common stock on a one-for-one basis.
F5These reported shares are directly owned by a trust of which Mr. Rozek is the trustee and over which he has voting power, but as to which he disclaims beneficial ownership.