SEC Form 4 · accession 0001140361-16-060139
Corporate Capital Trust, Inc. · CCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Seneff Jr.
10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2016 | J | 8,735 | — | D | 8,735 | I | See Footnote (2) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a result of the indirect transfer of 50% of the economic interests in CNL Fund Advisors Company to Dayle L Seneff, through her wholly-owned entity DLHS Holdings, LLC, the Reporting Person transferred his pecuniary interest in 50% of the shares held of record by Corporate Capital Trust.
- F2All of the shares of the Issuer's common stock beneficially owned by James M. Seneff, Jr. (the "Reporting Person") are held of record by CNL Fund Advisors Company, which is indirectly wholly owned by the Reporting Person.