SEC Form 4 · accession 0001140361-17-028339
FIRST TRUST HIGH INCOME LONG/SHORT FUND · FSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis N. Cohen
Other
Period of report
Jul 19, 2017
Accepted (ET)
Jul 20, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jul 19, 2017 | D | 7,870 | $17.7282 | D | 11,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount reported represents the number of common shares tendered to and purchased by First Trust High Income Long Short Fund (the "Fund") in connection with the tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 14, 2017 (the "Tender Offer"). The Fund purchased only a prorated portion of the common shares properly tendered by each tendering shareholder and announced a proration factor for the Tender Offer of 41.42%.
- F2The amount reported reflects the number of common shares beneficially owned after taking into account the number of common shares purchased by the Fund in the Tender Offer as well as a reduction of 400 common shares representing common shares for which the reporting person no longer has any shared investment discretion.