SEC Form 4 · accession 0001225208-19-002111
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Newlin
Officer — Executive Chairman · Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-7F1,F2,F3 | — | Feb 6, 2019 | A | 31,030 | A | — | — | Common Stock | 31,030 | 31,030 | D |
| Stock Options (right to buy)F4 | $21.75 | Feb 6, 2019 | A | 106,970 | A | — | Feb 6, 2029 | Common Stock | 106,970 | 106,970 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.
- F2The RSUs become vested in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022, subject to the Reporting Person continuing to be employed by or providing services as a Director to the Registrant through each such date. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date.
- F3Not applicable.
- F4These options will vest and become exercisable in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022, subject to the Reporting person continuing to be employed by or providing services as a Director to the Registrant through each such date.