SEC Form 4 · accession 0001225208-18-009169
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Jukes
Officer — President, COO
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-6F1,F2 | — | May 9, 2018 | A | 15,902 | A | — | — | Common Stock | 15,902 | 15,902 | D |
| Stock Options (right to buy)F3 | $28.30 | May 9, 2018 | A | 53,957 | A | — | May 9, 2028 | Common Stock | 53,957 | 53,957 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.
- F2The RSUs become vested and converted into shares of the Issuer's common stock in three equal installments on May 9, 2019, May 9, 2020, and May 9, 2021, subject to the Reporting Person continuing to be employed by the Issuer through each such date.
- F3These options will vest and become exercisable in three equal installments starting on each of May 9, 2019, May 9, 2020, and May 9, 2021, subject to the Reporting Person continuing to be employeed by the Issuer through each such date.