SEC Form 4 · accession 0001225208-18-009003
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly L Dickens
Officer — SVP, Chief HR Officer
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-4F1,F2 | — | May 7, 2018 | A | 5,507 | A | — | — | Common Stock | 5,507 | 5,507 | D |
| Restricted Stock Units (RSUs)-5F1,F3 | — | May 7, 2018 | A | 3,098 | A | — | — | Common Stock | 3,098 | 3,098 | D |
| Stock Options (right to buy)F4 | $27.24 | May 7, 2018 | A | 10,561 | A | — | May 7, 2028 | Common Stock | 10,561 | 10,561 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.
- F2Restricted stock that vest in full on May 7, 2018, subject to the Reporting Person's continued employement through such date.
- F3The RSUs become vested in three equal installments on May 7, 2019, May 7, 2020 and May 7, 2021, subject to the Reporting Person's continued employment through each such date.
- F4These options will vest and become exercisable in three equal installments starting on each May 7, 2019, May 7, 2020, and May 7, 2021, subject to the Reporting Person's continued employment through each such date.