SEC Form 3 · accession 0001225208-18-006658
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dianna G. Sparacino
Officer — VP, Global Human Resources
Period of report
Mar 12, 2018
Accepted (ET)
Mar 23, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 14,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-3F2,F1 | — | holding | — | — | — | — | — | Common Stock | 6,667 | — | D |
| Restricted Stock Units (RSUs)-4F2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,307 | — | D |
| Restricted Stock Units (RSUs)-5F2,F4 | — | holding | — | — | — | — | — | Common Stock | 2,700 | — | D |
| Stock Options (right to buy)F5 | $20.76 | holding | — | — | — | — | Feb 18, 2025 | Common Stock | 52,029 | — | D |
| Stock Options (right to buy)F6 | $22.41 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 35,275 | — | D |
| Stock Options (right to buy)F7 | $26.82 | holding | — | — | — | — | Feb 7, 2028 | Common Stock | 9,180 | — | D |
| Stock Options (right to buy)F8 | $28.73 | holding | — | — | — | — | Feb 2, 2027 | Common Stock | 16,530 | — | D |
Explanation of responses
- F1These restricted stock units ("RSUs") were granted on February 18, 2016 (the "Grant Date"), and vest annually in three installements on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer.
- F2Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.
- F3These restricted stock units ("RSUs") were granted on February 2, 2017 (the "Grant Date"), and vest annually in three installements on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer.
- F4These restricted stock units ("RSUs") were granted on February 2, 2018 (the "Grant Date"), and vest annually in three installements on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer.
- F5These options were granted on February 18, 2015 (the "Grant Date"). These options vest and become exercisable in four installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer. 39,021 of these options are currently vested.
- F6These options were granted on April 1, 2014 (the "Grant Date"). These options vest and become exercisable in four installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer. 26,456 of these options are currently vested.
- F7These options were granted on February 7, 2018 (the "Grant Date"). These options vest and become exercisable in four installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer.
- F8These options were granted on February 2, 2017 (the "Grant Date"). These options vest and become exercisable in four installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Issuer. 5,510 of these options are currently vested.
Remarks
sparacinopoa.txt