SEC Form 4 · accession 0001225208-17-018664
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark John Byrne
Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | M | 49,500 | $18.54 | A | 63,994 | D | |
| Common StockF1 | Dec 12, 2017 | S | 49,500 | $29.1645 | D | 14,494 | D | |
| Common Stock | Dec 13, 2017 | M | 40,534 | $18.54 | A | 55,028 | D | |
| Common StockF2 | Dec 13, 2017 | S | 40,534 | $29.0955 | D | 14,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $18.54 | Dec 12, 2017 | M | 49,500 | D | Feb 1, 2014 | Feb 1, 2024 | Common Stock | 49,500 | 202,453 | D |
| Stock Options (right to buy)F3 | $18.54 | Dec 13, 2017 | M | 40,534 | D | Feb 1, 2014 | Feb 1, 2024 | Common Stock | 40,534 | 161,919 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.061 to $29.365, inclusive. The Reporting Person understakes to provide Univar Inc., any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.97 to $29.215, inclusive.
- F3These options were granted on February 1, 2014 and became vested and exercisable in 12 installments beginning on the grant date and ending on Decemember 28, 2014.