SEC Form 4 · accession 0001225208-17-011082
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Carr
Officer — Senior VP, General Counsel
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jun 7, 2017 | A | 13,450 | A | — | — | Common Stock | 13,450 | 13,450 | D |
| Stock Options (right to buy)F4 | $30.98 | Jun 7, 2017 | A | 32,690 | A | — | Jun 7, 2027 | Common Stock | 32,690 | 32,690 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.
- F2The RSUs become vested in three equal installments on the first three annniversaries of the grant date, subject to continued employment with Univar. Vested shares will be delivered to the reporting person within 30 days following the applicable vest date.
- F3Not applicable.
- F4These options will vest and become exercisable in three equal installments on the first three anniversaries of the grant date, subject to continued employment with Univar.