SEC Form 4 · accession 0001225208-17-008843

Univar Inc. · UNVR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President & CEO · Director

Period of report

Apr 30, 2017

Accepted (ET)

May 2, 2017 · 4:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001494319

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 30, 2017	M	31,251	$0.00	A	229,729	D
Common Stock^F1	Apr 30, 2017	M	12,500	$0.00	A	242,229	D
Common Stock^F2	Apr 30, 2017	F	19,992	$29.85	D	222,237	D
Common Stock	holding	—	—		—	28,892	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F1,F3	—	Apr 30, 2017	M	31,251	D	—	—	Common Stock	31,251	31,251	D
Restricted Stock Units (RSUs)-3^F1,F4	—	Apr 30, 2017	M	12,500	D	—	—	Common Stock	12,500	262,500	D

F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold.
F3This amount was granted on Reporting Person's Form 4 filed on June 1, 2016 (the "Grant Form 4"). The remaining RSUs are subject to the Time-Based Vesting Condition described in footnote 2 of the Grant Form 4, and subject to the Reporting Person's continuing to be employed by Issuer through each such date.
F4This amount was granted on Reporting Person's Form 4 filed on January 30, 2017 (the "Grant Form 4"). These RSUs are subject to the Time-Based Vesting Condition defined in footnote 2 to the Grant Form 4, and subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.