SEC Form 4 · accession 0001225208-17-002421
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl J Lukach
Officer — EVP - CFO
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-3F1,F2,F3 | — | Feb 2, 2017 | A | 16,970 | A | — | — | Common Stock | 16,970 | 16,970 | D |
| Stock Options (right to buy)F4 | $28.73 | Feb 2, 2017 | A | 56,560 | A | — | Feb 2, 2027 | Common Stock | 56,560 | 56,560 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.
- F2The RSUs become vested in three equal installments on March 5, 2018, March 5, 2019, and March 5, 2020, subject to continued employment with Univar Inc. Vested shares will be delivered to the reporting person within 30 days following the applicable vest date.
- F3Not applicable.
- F4These options will vest and become exercisable in three equal installments starting on each of March 5, 2018, March 5, 2019, and March 5, 2020, subject to continued employment with Univar Inc.