SEC Form 4 · accession 0001225208-17-002041
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Newlin
Officer — Chairman, President & CEO · Director
Period of report
Jan 30, 2017
Accepted (ET)
Jan 30, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-3F1,F2,F3 | — | Jan 30, 2017 | A | 300,000 | A | — | — | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.
- F2One-twenty-fourth (1/24) of these RSUs shall become vested and convert into shares of Issuer's common stock on each of the last days of each of the twenty-four (24) months after the grant date, subject to the Reporting Person's continuing to be employed by, or providing services as a Director to the Issuer through each such date.
- F3Not applicable.