SEC Form 4 · accession 0001225208-16-043604
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Oversby
Officer — President, EMEA
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 98,302 | $21.08 | A | 184,727 | D | |
| Common StockF1 | Dec 16, 2016 | S | 98,302 | $26.0997 | D | 86,425 | D | |
| Common Stock | Dec 19, 2016 | M | 52,870 | $21.08 | A | 139,295 | D | |
| Common StockF2 | Dec 19, 2016 | S | 52,870 | $26.4087 | D | 86,425 | D | |
| Common Stock | holding | — | — | — | 45 | I | By son, George | |
| Common Stock | holding | — | — | — | 40 | I | By son, Matthew | |
| Common Stock | holding | — | — | — | 39 | I | By son, Neil | |
| Common Stock | holding | — | — | — | 41 | I | By son, Nicholas |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $21.08 | Dec 16, 2016 | M | 98,302 | D | Nov 19, 2012 | Nov 30, 2022 | Common Stock | 98,302 | 52,870 | D |
| Stock Options (right to buy) | $21.08 | Dec 19, 2016 | M | 52,870 | D | Nov 19, 2012 | Nov 30, 2022 | Common Stock | 52,870 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $26.005 to $26.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactionswere effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $26.25 to $26.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactionswere effected upon request to the SEC staff, the issuer, or a security holder of the issuer.