SEC Form 4 · accession 0001225208-16-039579
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Oversby
Officer — President, EMEA
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | M | 27,549 | $14.29 | A | 108,666 | D | |
| Common StockF1 | Sep 20, 2016 | S | 22,241 | $20.0121 | D | 86,425 | D | |
| Common Stock | holding | — | — | — | 45 | I | By son, George | |
| Common Stock | holding | — | — | — | 40 | I | By son, Matthew | |
| Common Stock | holding | — | — | — | 39 | I | By son, Neil | |
| Common Stock | holding | — | — | — | 41 | I | By son, Nicholas |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $14.29 | Sep 20, 2016 | M | 27,549 | D | Aug 8, 2013 | Aug 8, 2023 | Common Stock | 27,549 | 0 | D |
Explanation of responses
- F1The reporting person sold the shares in a sell-to-cover stock option exercise for the option price and tax withholding. This transaction was executed in multiple trades at prices ranging from $19.985 to $20.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.