SEC Form 4 · accession 0001225208-16-039546
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Oversby
Officer — President, EMEA
Period of report
Sep 19, 2016
Accepted (ET)
Sep 20, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2016 | M | 22,842 | $14.29 | A | 99,479 | D | |
| Common StockF1 | Sep 19, 2016 | S | 18,362 | $20.2206 | D | 81,117 | D | |
| Common Stock | holding | — | — | — | 45 | I | By son, George | |
| Common Stock | holding | — | — | — | 40 | I | By son, Matthew | |
| Common Stock | holding | — | — | — | 39 | I | By son, Neil | |
| Common Stock | holding | — | — | — | 41 | I | By son, Nicholas |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $14.29 | Sep 19, 2016 | M | 22,842 | D | Aug 8, 2013 | Aug 8, 2023 | Common Stock | 22,842 | 27,549 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $20.205 to $20.23; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.