SEC Form 4 · accession 0001225208-16-034664
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl J Lukach
Officer — EVP - CFO
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)-2F1,F2,F3 | — | Jun 3, 2016 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each RSU represents the contingent right to receive one share of the Company's common stock upon vesting of the unit.
- F2The RSUs were granted on June 3, 2016, and cliff vest on May 31, 2019, subject to continued employment with the Company.Vested shares will be delivered to the reporting person within 30 days following the applicable vest date.
- F3Not applicable.