SEC Form 4 · accession 0001104659-16-140710
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3 | Aug 18, 2016 | S | 20,527,358 | $19.00 | D | 3,785,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported are directly owned by Univar N.V. The reporting persons (the "Limited Partnerships") collectively own all of the equity interests of Ulysses Participation S.a.r.l., which in connection with the transaction reported hereby ceased to own a majority of each of two entities (Ulysses Luxembourg S.a.r.l. and Ulysses Finance S.a.r.l.) which own indirectly all of the equity interests of Univar N.V. As a result, the Limited Partnerships have ceased to beneficially own the shares owned by Univar N.V. Due to the limitations of the electronic filing system, Univar N.V. and the Ulysses entities are filing a separate Form 3.
- F2Information with respect to each of the reporting persons is given solely by such reporting person, and no reporting person has responsibility for the accuracy or completeness of information supplied by another reporting person.
- F3Each of the reporting persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other reporting persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Act"), each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. The filing of this Form 3 shall not be deemed an admission that the reporting persons are subject to Section 16 of the Act.