SEC Form 4 · accession 0001104659-16-140709
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
UNIVAR NV
10% Owner
CVC European Equity IV (AB) LTD
10% Owner
Finance S. A. R.L. Ulysses
10% Owner
Luxembourg S.A. R.L. Ulysses
10% Owner
CVC European Equity Tandem GP Ltd
10% Owner
CVC European Equity IV (CDE) Ltd
10% Owner
Participation S.a r.l. Ulysses
10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3,F4 | Aug 18, 2016 | S | 20,527,358 | $19.00 | D | 3,785,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ulysses Luxembourg S.a.r.l. and Ulysses Finance S.a.r.l. collectively own indirectly all of the equity interests of Univar N.V. and therefore may be deemed to beneficially own shares held by Univar N.V. In connection with the transaction reported hereby, Ulysses Participation S.a.r.l. will cease to own a majority of the equity interests of each of Ulysses Luxembourg S.a.r.l. and Ulysses Finance S.a.r.l. and therefore will cease to beneficially own shares held by each of them. All of the equity interests of Ulysses Participation S.a.r.l. are owned by certain limited partnerships (the "Limited Partnerships"), which Limited Partnerships also will cease to beneficially own shares held by Ulysses Participation S.a.r.l.. Due to the limitations of the electronic filing system the Limited Partnerships are filing a separate Form 3. (continued in Fn. 2)
- F2(continued from Fn. 1) The Limited Partnerships each have a general partner, which general partners are one of CVC European Equity IV (AB) Limited, CVC European Equity IV (CDE) Limited and CVC European Equity Tandem GP Limited (the "General Partners"). The General Partners will cease to beneficially own shares held by Univar N.V. by virtue of their relationship to the Limited Partnerships.
- F3Information with respect to each of the reporting persons is given solely by such reporting person, and no reporting person has responsibility for the accuracy or completeness of information supplied by another reporting person.
- F4Each of the reporting persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other reporting persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Act"), each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. The filing of this Form 3 shall not be deemed an admission that the reporting persons are subject to Section 16 of the Act.