SEC Form 4/A · accession 0000903423-18-000065
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Period of report
Jan 31, 2018
Accepted (ET)
Feb 7, 2018 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jan 31, 2018 | J | 3,952 | $0.00 | D | 14,078,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's board nominee, Juliet Teo, resigned on January 31, 2018. The Reporting Person is therefore no longer entitled to the 3,952 shares of restricted stock that would have vested in full on May 3, 2018, if such Reporting Person's board nominee had remained on the board through such date.
- F2Dahlia Investments Pte. Ltd. directly owns the shares of the Issuer's Common Stock. Dahlia Investments Pte. Ltd. is wholly owned by Thomson Capital Pte. Ltd., which is wholly-owned by Tembusu Capital Pte. Ltd., which is wholly-owned by Temasek Holdings (Private) Limited. Each of Thomson Capital Pte. Ltd., Tembusu Capital Pte. Ltd. and Temasek Holdings (Private) Limited, through the ownership described herein, may be deemed to beneficially own the shares of the Issuer's Common Stock that are directly owned by Dahlia Investments Pte. Ltd.
Remarks
The Reporting Person had nominated a director to the board of directors. The original Form 4 filed on February 2, 2018 is amended by this Form 4 amendment to correctly reflect that the reporting person is no longer subject to Section 16. No other changes have been made to the original Form 4.