SEC Form 4 · accession 0001127602-19-001928
CarGurus, Inc. · CARG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zales
Officer — Chief Operating Officer
Period of report
Jan 11, 2019
Accepted (ET)
Jan 14, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 11, 2019 | M | 15,000 | $0.16 | A | 60,146 | D | |
| Class A Common StockF3 | Jan 11, 2019 | S | 15,000 | $36.12 | D | 45,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $0.16 | Jan 11, 2019 | M | 15,000 | D | — | Dec 10, 2024 | Class A Common Stock | 15,000 | 92,782 | D |
Explanation of responses
- F1This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.65 to $36.45 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
- F4This option is fully vested and exercisable.