SEC Form 4 · accession 0001704495-18-000004
Turtle Beach Corp · TBCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd Gregory Ballard
Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 1,000 | $3.60 | A | 30,914 | D | |
| Common Stock | Aug 8, 2018 | S | 2,000 | $30.30 | D | 28,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.60 | Aug 8, 2018 | M | 1,000 | D | — | Apr 19, 2027 | Common Stock | 1,000 | 12,889 | D |
| Stock Option (Right to Buy) | $3.12 | holding | — | — | — | Apr 11, 2019 | Apr 11, 2028 | Common Stock | 16,025 | 16,025 | D |
Explanation of responses
- F1All shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal annual installments until April 19, 2021.