SEC Form 4 · accession 0001704495-17-000004
Turtle Beach Corp · TBCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd Gregory Ballard
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2017 | A | 55,555 | $0.00 | A | 55,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $0.90 | Apr 19, 2017 | A | 55,555 | A | — | Apr 19, 2027 | Common Stock | 55,555 | 55,555 | D |
Explanation of responses
- F1These are restricted shares that will vest in four equal annual installments beginning on April 19, 2018.
- F2The option becomes exercisable in four equal annual installments on April 19, 2018, 2019, 2020 and 2021.