SEC Form 4 · accession 0001542884-18-000004
Turtle Beach Corp · TBCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Wolfe
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 3,924 | $9.16 | A | 50,073 | D | |
| Common StockF1 | Aug 9, 2018 | S | 3,924 | $30.27 | D | 46,149 | D | |
| Common Stock | Aug 10, 2018 | M | 1,535 | $9.16 | A | 47,684 | D | |
| Common Stock | Aug 10, 2018 | M | 13,889 | $3.60 | A | 61,573 | D | |
| Common Stock | Aug 10, 2018 | M | 10,776 | $4.64 | A | 72,349 | D | |
| Common StockF2 | Aug 10, 2018 | S | 26,200 | $29.46 | D | 46,149 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.16 | Aug 9, 2018 | M | 3,924 | D | Apr 9, 2016 | Apr 9, 2025 | Common Stock | 3,924 | 1,535 | D |
| Stock Option (Right to Buy) | $9.16 | Aug 10, 2018 | M | 1,535 | D | Apr 9, 2016 | Apr 9, 2025 | Common Stock | 1,535 | 0 | D |
| Stock Option (Right to Buy) | $3.60 | Aug 10, 2018 | M | 13,889 | D | Apr 19, 2018 | Apr 19, 2027 | Common Stock | 13,889 | 0 | D |
| Stock Option (Right to Buy) | $4.64 | Aug 10, 2018 | M | 10,776 | D | Apr 4, 2017 | Apr 4, 2026 | Common Stock | 10,776 | 0 | D |
| Stock Option (Right to Buy) | $3.12 | holding | — | — | — | Apr 11, 2019 | Apr 11, 2028 | Common Stock | 16,025 | 16,025 | D |
Explanation of responses
- F1The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $30.00 to $30.65 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.89 to $29.85 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.