SEC Form 4 · accession 0001493761-18-000021
Turtle Beach Corp · TBCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Keitel
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2018 | A | 16,025 | $0.00 | A | 46,948 | D | |
| Common StockF2 | holding | — | — | — | 14,500 | I | By The Keitel McSweeney Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.12 | Apr 11, 2018 | A | 16,025 | A | Apr 11, 2019 | Apr 11, 2028 | Common Stock | 16,025 | 16,025 | D |
Explanation of responses
- F1These are restricted shares that will vest April 11, 2019.
- F2These shares are held in a trust for the benefit of certain of the Reporting Person's family members. The Reporting Person disclaims beneficial ownership of these shares.