SEC Form 4 · accession 0001181431-15-006794
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Murphy
Officer — SVP, Engineering
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2015 | M | 1,680 | $0.64 | A | 77,230 | D | |
| Common Stock | May 7, 2015 | M | 20,000 | $17.50 | A | 97,230 | D | |
| Common StockF2 | May 7, 2015 | S | 22,330 | $34.40 | D | 74,900 | D | |
| Common StockF3 | May 7, 2015 | S | 600 | $34.88 | D | 74,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $0.64 | May 7, 2015 | M | 1,680 | D | — | Nov 10, 2019 | Common Stock | 1,680 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $17.50 | May 7, 2015 | M | 20,000 | D | — | Apr 29, 2024 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.91 to $34.84, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.85 to $34.94, inclusive.
- F4One-fifth (1/5th) of the stock options vested and became exercisable on November 2, 2010 and one-sixtieth (1/60th) of the stock options vest monthly thereafter provided that the reporting person remains in continuous services with the issuer as of each vesting date.
- F5The stock options vested immediately upon the issuer's common stock achieving a market price of $32.55 per share, provided that the reporting person remains in continuous service with the issuer through the vesting date.