SEC Form 4 · accession 0000904454-18-000221
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Bland
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | A | 6,086 | $0.00 | A | 28,326 | D | |
| Common Stock | Mar 5, 2018 | M | 250 | $2.00 | A | 28,576 | D | |
| Common Stock | Mar 5, 2018 | S | 250 | $21.13 | D | 28,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.00 | Mar 5, 2018 | M | 250 | D | — | Jul 22, 2020 | Common Stock | 250 | 12,000 | D |
Explanation of responses
- F1Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2019, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.
- F2The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F3The Stock Option vested in full on April 15, 2011.