SEC Form 4 · accession 0000904454-17-000392
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John L Ocampo
Officer — Chairman · Director · 10% Owner
Susan Ocampo
Director · 10% Owner
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2017 | S | 79,594 | $56.57 | D | 70,156 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF1,F2 | May 19, 2017 | S | 79,594 | $56.57 | D | 70,156 | I | By Susan Ocampo Charitable Remainder Trust |
| Commom StockF3,F2 | May 22, 2017 | S | 765 | $56.81 | D | 69,391 | I | By John Ocampo Charitable Remainder Trust |
| Commom StockF3,F2 | May 22, 2017 | S | 765 | $56.81 | D | 69,391 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF4,F2 | May 22, 2017 | S | 20,210 | $57.70 | D | 49,181 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF4,F2 | May 22, 2017 | S | 20,210 | $57.70 | D | 49,181 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF5,F2 | May 22, 2017 | S | 45,478 | $58.40 | D | 3,703 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF5,F2 | May 22, 2017 | S | 45,478 | $58.40 | D | 3,703 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF6,F2 | May 22, 2017 | S | 3,703 | $59.20 | D | 0 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF6,F2 | May 22, 2017 | S | 3,703 | $59.20 | D | 0 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF2 | holding | — | — | — | 9,742,056 | I | By Ocampo Family Trust-2001 | |
| Common StockF2 | holding | — | — | — | 3,290,000 | I | By trust for son | |
| Common StockF2 | holding | — | — | — | 3,290,000 | I | By trust for daughter | |
| Common StockF2 | holding | — | — | — | 3,290,000 | I | By trust for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.50 to $56.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.55 to $56.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.01 to $57.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.00 to $58.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.00 to $59.53. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.