SEC Form 4 · accession 0000904454-17-000376
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McMullan
Officer — SVP, Chief Financial Officer
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 30,000 | $17.50 | A | 64,506 | D | |
| Common Stock | May 16, 2017 | S | 30,000 | $56.24 | D | 34,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $17.50 | May 16, 2017 | M | 30,000 | D | — | Apr 29, 2024 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The stock option was granted on 04/29/2014 and was to vest immediately upon the Common Stock achieving a market price of $32.55 per share, which occurred on 01/23/2015.