SEC Form 4 · accession 0000904454-17-000374
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dennehy
Officer — SVP, Global Operations
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 10,000 | $17.50 | A | 51,197 | D | |
| Common StockF2 | May 16, 2017 | S | 10,000 | $56.02 | D | 41,197 | D | |
| Common Stock | May 16, 2017 | S | 779 | $56.03 | D | 40,418 | D | |
| Common StockF3 | May 16, 2017 | S | 6,276 | $56.31 | D | 34,142 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $17.50 | May 16, 2017 | M | 10,000 | D | — | Apr 29, 2024 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.02. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.31 to $56.32. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The stock option was granted on 04/29/2014 and was to vest immediately upon the Common Stock achieving a market price of $32.55 per share, which occurred on 01/23/2015.