SEC Form 4 · accession 0000904454-17-000298
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Bland
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2017 | M | 1,000 | $2.00 | A | 29,090 | D | |
| Common Stock | Apr 3, 2017 | S | 250 | $49.00 | D | 28,840 | D | |
| Common Stock | Apr 3, 2017 | S | 750 | $50.00 | D | 28,090 | D | |
| Common StockF2 | Apr 3, 2017 | S | 200 | $50.02 | D | 27,890 | D | |
| Common StockF3 | Apr 3, 2017 | S | 550 | $49.73 | D | 27,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.00 | Apr 3, 2017 | M | 1,000 | D | — | Jul 22, 2020 | Common Stock | 1,000 | 17,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.01 to $50.02. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.71 to $50.00. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The Stock Option vested in full on April 15, 2011.