SEC Form 4 · accession 0000904454-16-001607

MACOM Technology Solutions Holdings, Inc. · MTSI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

John L Ocampo

Officer — Chairman · Director · 10% Owner

Susan Ocampo

Director · 10% Owner

Period of report

Dec 8, 2016

Accepted (ET)

Dec 12, 2016 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001493594

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3	Dec 8, 2016	S	3,700	$51.86	D	330,800	I	By John Ocampo Charitable Remainder Trust
Common Stock^F2,F3	Dec 8, 2016	S	3,700	$51.86	D	330,800	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F4,F3	Dec 8, 2016	S	40,697	$52.45	D	290,103	I	By John Ocampo Charitable Remainder Trust
Common Stock^F4,F3	Dec 8, 2016	S	40,697	$52.45	D	290,103	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F5,F3	Dec 8, 2016	S	5,603	$53.17	D	284,500	I	By John Ocampo Charitable Remainder Trust
Common Stock^F5,F3	Dec 8, 2016	S	5,603	$53.17	D	284,500	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F6,F3	Dec 9, 2016	S	21,300	$49.82	D	263,200	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F6,F3	Dec 9, 2016	S	21,300	$49.82	D	263,200	I	By John Ocampo Charitable Remainder Trust
Common Stock^F7,F3	Dec 9, 2016	S	18,325	$50.42	D	244,875	I	By John Ocampo Charitable Remainder Trust
Common Stock^F7,F3	Dec 9, 2016	S	18,325	$50.42	D	244,875	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F8,F3	Dec 9, 2016	S	7,575	$51.42	D	237,300	I	By John Ocampo Charitable Remainder Trust
Common Stock^F8,F3	Dec 9, 2016	S	7,575	$51.42	D	237,300	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F9,F3	Dec 9, 2016	S	1,850	$52.47	D	235,450	I	By John Ocampo Charitable Remainder Trust
Common Stock^F9,F3	Dec 9, 2016	S	1,850	$52.47	D	235,450	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F10,F3	Dec 9, 2016	S	950	$53.23	D	234,500	I	By John Ocampo Charitable Remainder Trust
Common Stock^F10,F3	Dec 9, 2016	S	950	$53.23	D	234,500	I	By Susan Ocampo Charitable Remainder Trust
Common Stock^F3	holding	—	—		—	9,742,056	I	By Ocampo Family Trust-2001
Common Stock^F3	holding	—	—		—	3,290,000	I	By trust for son
Common Stock^F3	holding	—	—		—	3,290,000	I	By trust for daughter
Common Stock^F3	holding	—	—		—	3,290,000	I	By trust for son

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The shares were sold pursuant to a sales plan adopted by the Reporting Persons and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.01 to $53.35. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.69 to $51.98. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 to $52.96. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.00 to $53.41. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.54 to $49.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.00 to $50.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.85. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 to $52.94. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.