SEC Form 4 · accession 0000904454-16-001490
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John L Ocampo
Officer — Chairman · Director · 10% Owner
Susan Ocampo
Director · 10% Owner
Period of report
Oct 6, 2016
Accepted (ET)
Oct 11, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 6, 2016 | S | 3,900 | $42.43 | D | 419,100 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF2,F3 | Oct 6, 2016 | S | 3,900 | $42.43 | D | 419,100 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF4,F3 | Oct 6, 2016 | S | 6,600 | $43.24 | D | 412,500 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF4,F3 | Oct 6, 2016 | S | 6,600 | $43.24 | D | 412,500 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF5,F3 | Oct 7, 2016 | S | 3,500 | $43.12 | D | 409,000 | I | By John Ocampo Charitable Remainder Trust |
| Common StockF5,F3 | Oct 7, 2016 | S | 3,500 | $43.12 | D | 409,000 | I | By Susan Ocampo Charitable Remainder Trust |
| Common StockF3 | holding | — | — | — | 9,742,056 | I | By Ocampo Family Trust-2001 | |
| Common StockF3 | holding | — | — | — | 3,290,000 | I | By trust for son | |
| Common StockF3 | holding | — | — | — | 3,290,000 | I | By trust for daughter | |
| Common StockF3 | holding | — | — | — | 3,290,000 | I | By trust for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Persons and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.00 to $42.99. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.00 to $43.68. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.70 to $43.64. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.