SEC Form 4 · accession 0000904454-16-001331
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dennehy
Officer — SVP, Operations
Period of report
Jul 28, 2016
Accepted (ET)
Aug 1, 2016 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 8,125 | $0.64 | A | 63,584 | D | |
| Common Stock | Jul 28, 2016 | S | 8,125 | $39.90 | D | 55,459 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.64 | Jul 28, 2016 | M | 8,125 | D | — | Jan 4, 2017 | Common Stock | 8,125 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The Stock Option vested in full on April 1, 2013.