SEC Form 4 · accession 0000904454-15-000803
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Gregory Baker
Officer — SVP & GM, RF & Microwave
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | M | 5,000 | $17.50 | A | 33,679 | D | |
| Common StockF2 | Dec 21, 2015 | S | 5,000 | $39.75 | D | 28,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.50 | Dec 21, 2015 | M | 5,000 | D | — | Apr 29, 2024 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.28 to 39.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option.