SEC Form 4 · accession 0000904454-15-000670
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Gregory Baker
Officer — SVP & GM, RF & Microwave
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | M | 10,000 | $17.50 | A | 49,452 | D | |
| Common Stock | Oct 23, 2015 | S | 16,664 | $35.00 | D | 32,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.50 | Oct 22, 2015 | M | 10,000 | D | — | Apr 29, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 671 shares acquired under the issuer's employee stock purchase plan in May 2015.
- F2The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F3The stock options vested in full on January 23, 2015.