SEC Form 4 · accession 0001209191-17-002737
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Mary Bishop
Officer — Chief Scientific Officer
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.20 | Jan 4, 2017 | A | 150,000 | A | — | Jan 4, 2027 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vest on January 4, 2018 and one forty-eighth of the shares vest monthly thereafter.