SEC Form 4 · accession 0001209191-16-129146
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Preston
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 21, 2016 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.20 | Jun 21, 2016 | A | 15,000 | A | — | Jun 21, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares subject to the option vest in full on the date of the Issuer's next annual meeting of stockholders.