SEC Form 4 · accession 0001209191-15-054423

OTONOMY, INC. · OTIC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technical Officer

Period of report

Jun 15, 2015

Accepted (ET)

Jun 17, 2015 · 8:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001493566

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 15, 2015	M	10,212	$1.76	A	11,468	D
Common Stock	Jun 15, 2015	M	14,788	$6.33	A	26,256	D
Common Stock^F2	Jun 15, 2015	S	25,000	$23.7314	D	1,256	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$1.76	Jun 15, 2015	M	10,212	D	Jan 6, 2015	Jan 31, 2024	Common Stock	10,212	82,222	D
Employee Stock Option (right to buy)^F4	$6.33	Jun 15, 2015	M	14,788	D	Apr 23, 2015	Jun 3, 2024	Common Stock	14,788	39,819	D

F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan.
F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $22.60 to $24.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3Of the total grant of 92,434 shares, one fourth of the shares subject to the option vest on January 6, 2015 and one forty-eighth of the shares vest monthly thereafter.
F4Of the total grant of 54,607 shares, one fourth of the shares subject to the option vest on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.