SEC Form 4 · accession 0001209191-15-037470
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George J Morrow
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $27.58 | Apr 28, 2015 | A | 25,000 | A | — | Apr 28, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1One-third of the shares initially subject to the option vest on April 28, 2016, and one-third of the shares vest each year thereafter.