SEC Form 4 · accession 0001209191-15-032335
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Hakanson
Officer — Chief Medical Officer
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $34.60 | Apr 1, 2015 | A | 115,000 | A | — | Apr 1, 2025 | Common Stock | 115,000 | 115,000 | D |
Explanation of responses
- F1One-fourth of the total number of shares initially subject to the option vest on April 1, 2016 and one forty-eighth of the shares vest monthly thereafter.