SEC Form 4 · accession 0000904454-15-000387
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Dovey
Director
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | J | 250,000 | $0.00 | D | 1,329,323 | I | By Domain Partners VIII, L.P. |
| Common StockF1,F2 | May 28, 2015 | J | 32,745 | $0.00 | A | 32,745 | I | By One Palmer Square Associates VIII, LLC |
| Common StockF2 | holding | — | — | — | 11,715 | I | By DP VIII Associates, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares in kind by Domain Partners VIII, L.P. pro rata to its partners, including 32,745 shares to One Palmer Square Associates VIII, LLC, the general partner of Domain Partners VIII, L.P.
- F2The Reporting Person is a Managing Member of One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.