SEC Form 4 · accession 0000903423-15-000394
OTONOMY, INC. · OTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Preston
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 22, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493566
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $22.12 | Jun 19, 2015 | A | 15,000 | A | — | Jun 19, 2015 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares subject to the option vest in full on the date of Otonomy, Inc.'s next annual meeting of stockholders.
Remarks
(2) David Reintjes is signing on behalf of Dr. Heather Preston (the "Reporting Person") pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Securities and Exchange Commission.