SEC Form 4 · accession 0001225208-16-024296
Naugatuck Valley Financial Corp · NVSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Seidman
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | D | 22,400 | $0.00 | D | 0 | I | By 2514 Multi-Strategy Fund LP |
| Common StockF2 | Jan 15, 2016 | D | 18,750 | $0.00 | D | 0 | I | By 401(k) Plan |
| Common StockF3 | Jan 15, 2016 | D | 28,700 | $0.00 | D | 0 | I | By Broad Park Investors LLC |
| Common StockF4 | Jan 15, 2016 | D | 20,800 | $0.00 | D | 0 | I | By CBPS LLC |
| Common StockF5 | Jan 15, 2016 | D | 22,900 | $0.00 | D | 0 | I | By LSBK06-08 LLC |
| Common StockF6 | Jan 15, 2016 | D | 51,400 | $0.00 | D | 0 | I | By Seidman & Associates LLC |
| Common StockF7 | Jan 15, 2016 | D | 38,300 | $0.00 | D | 0 | I | By Seidman Investment Partnership II LP |
| Common StockF8 | Jan 15, 2016 | D | 7,600 | $0.00 | D | 0 | I | By Seidman Investment Partnership III LP |
| Common StockF9 | Jan 15, 2016 | D | 35,800 | $0.00 | D | 0 | I | By Seidman Investment Partnership LP |
| Common StockF2 | Jan 15, 2016 | D | 18,750 | $0.00 | D | 0 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $246,400 having a market value of $11.00 per share on the effective date of the merger.
- F2Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $206,250 having a market value of $11.00 per share on the effective date of the merger.
- F3Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $315,700 having a market value of $11.00 per share on the effective date of the merger.
- F4Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $228,800 having a market value of $11.00 per share on the effective date of the merger.
- F5Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $251,900 having a market value of $11.00 per share on the effective date of the merger.
- F6Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $565,400 having a market value of $11.00 per share on the effective date of the merger.
- F7Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $421,300 having a market value of $11.00 per share on the effective date of the merger.
- F8Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $83,600 having a market value of $11.00 per share on the effective date of the merger.
- F9Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $393,800 having a market value of $11.00 per share on the effective date of the merger.