SEC Form 4 · accession 0001225208-16-024281
Naugatuck Valley Financial Corp · NVSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Romaniello Jr.
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 15, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | D | 1,018 | $0.00 | D | 0 | D | |
| Common StockF2 | Jan 15, 2016 | D | 4,989 | $0.00 | D | 0 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $11,198 having a market value of $11.00 per share on the effective date of the merger.
- F2Disposed of pursuant to the merger agreement between the issuer and Liberty Bank for $54,879 having a market value of $11.00 per share on the effective date of the merger.