SEC Form 4 · accession 0001493225-26-000076
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Lefkowitz
Officer — EVP
Period of report
Jul 20, 2026
Accepted (ET)
Jul 20, 2026 · 9:35 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 20, 2026 | D | 23,534 | — | D | 0 | D | |
| Common StockF1 | Jul 20, 2026 | D | 26,136 | — | D | 0 | I | By 401(k) |
| Common StockF1 | Jul 20, 2026 | D | 38,388 | — | D | 0 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Jul 20, 2026 | D | 13,879 | D | — | — | Common Stock | 13,879 | 0 | D |
| Stock OptionsF3 | $18.44 | Jul 20, 2026 | D | 40,000 | D | Nov 16, 2017 | Nov 16, 2026 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger dated as of January 31, 2026, by and among Columbia Financial, Inc., a Delaware corporation, Columbia Financial, Inc., a Maryland corporation (Newco), Columbia Bank MHC and Northfield Bancorp, Inc. (Merger Agreement), at the effective time of the merger between Northfield Bancorp, Inc, and Newco, each issued and outstanding share of Northfield Bancorp, Inc. common stock was converted into the right to receive, at the election of the holder, either (i) 1.425 shares of Newco common stock or (ii) $14.25 in cash.
- F2Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive 1.425 units that will be settled in cash based on the closing price of Newco common stock on the day of vesting.
- F3Pursuant to the Merger Agreement, each outstanding and unexercised option immediately prior to the effective time of the merger, whether vested or unvested, was converted into an option exercisable for a total number of shares of Newco common stock equal to the total number of shares underlying the Northfield Bancorp, Inc. option multiplied by 1.425, rounded down to the nearest whole share, with an exercise price per share equal to the exercise price applicable to the underlying Northfield Bancorp, Inc. option divided by 1.425, rounded up to the nearest cent.