SEC Form 4 · accession 0001493225-19-000014
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Lefkowitz
Officer — EVP
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom StockF1 | Feb 14, 2019 | S | 2,500 | $14.5535 | D | 24,740 | D | |
| Commom Stock | Feb 15, 2019 | S | 2,500 | $14.65 | D | 22,240 | D | |
| Commom StockF2 | holding | — | — | — | 17,053 | I | By 401(k) | |
| Commom Stock | holding | — | — | — | 17,912 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Commom Stock | 18,000 | 18,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Commom Stock | 10,000 | 10,000 | D |
| Stock Options | $18.44 | holding | — | — | — | Nov 16, 2017 | Nov 16, 2026 | Commom Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $14.53 to $14.565, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.