SEC Form 4 · accession 0001493225-19-000006
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Doherty
Officer — EVP & Senior Credit Advisor
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | M | 70,565 | $7.085 | A | 310,823 | D | |
| Common StockF1 | holding | — | — | — | 45,355 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 24,975 | I | By ESOP | |
| Common Stock | holding | — | — | — | 3,368 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.085 | Jan 25, 2019 | M | 70,565 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 70,565 | 0 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 207,000 | 207,000 | D |
| Stock Options | $14.67 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.