SEC Form 4 · accession 0001493225-18-000107
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Connors Jr.
Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 9:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | M | 10,000 | $7.085 | A | 114,603 | D | |
| Common Stock | Nov 26, 2018 | F | 5,172 | $13.70 | D | 109,431 | D | |
| Common Stock | holding | — | — | — | 7,041 | I | By IRA 1 | |
| Common Stock | holding | — | — | — | 30,081 | I | By IRA 2 | |
| Common Stock | holding | — | — | — | 841 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.085 | Nov 26, 2018 | M | 10,000 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 10,000 | 67,220 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 75,000 | 75,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 32,000 | 32,000 | D |