SEC Form 4/A · accession 0001493225-18-000085
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Widmer
Officer — EVP
Period of report
Aug 23, 2018
Accepted (ET)
Aug 29, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 23, 2018 | L | 71 | $16.55 | A | 104,221 | D | |
| Common Stock | holding | — | — | — | 31,848 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,896 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 170,000 | 170,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This Form 4/A is being filed to correct the Transaction Code and reflect that the transaction is being reported earlier than required.
- F2Shares acquired via dividend reinvestment. Fractional amount has been rounded to the nearest whole number.