SEC Form 4 · accession 0001493225-18-000059
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Lefkowitz
Officer — EVP
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom StockF1,F2 | Jun 12, 2018 | S | 763 | $16.3949 | D | 28,670 | D | |
| Commom StockF3 | holding | — | — | — | 14,940 | I | By 401(k) | |
| Commom Stock | holding | — | — | — | 17,912 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.085 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Commom Stock | 11,856 | 11,856 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Commom Stock | 18,000 | 18,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Commom Stock | 10,000 | 10,000 | D |
| Stock Options | $18.44 | holding | — | — | — | Nov 16, 2017 | Nov 16, 2026 | Commom Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.
- F2The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.32 to $16.57, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.